UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

 

June 4, 2019

Date of Report (Date of earliest event reported)

 

ADESTO TECHNOLOGIES CORPORATION

(Exact name of Registrant as specified in its charter)

 

Delaware

 

001-37582

 

16-1755067

(State or other jurisdiction of
incorporation)

 

(Commission file number)

 

(I.R.S. Employer Identification
No.)

 

3600 Peterson Way, Santa Clara, CA

 

95054

(Address of principal executive offices)

 

(Zip Code)

 

(408) 400-0578

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2 below):

 

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Stock, $0.0001 par value per shares

 

IOTS

 

NASDAQ

 

 

 


 

Item 5.07. Submissions of Matters to a Vote of Security Holders.

 

On June 4, 2019, Adesto Technologies (the “Registrant”) held its 2019 Annual Meeting of Stockholders (the “Meeting”). At the Meeting, the stockholders voted on the following two proposals and cast their votes as follows:

 

1.  To elect a Class I director, to serve until the third annual meeting of stockholders following the Meeting and until his successor has been elected and qualified or until his earlier resignation or removal:

 

Nominee

 

For

 

Withheld

 

Broker Non-
Votes

 

Keith Crandell

 

12,007,219

 

1,090,107

 

8,394,718

 

 

The director named under Proposal No. 1 was elected.

 

2.                                      To ratify the appointment of BPM LLP as the Registrant’s independent registered public accounting firm for the year ending December 31, 2019:

 

Shares Voted in Favor:

 

21,445,921

 

Shares Voted Against:

 

21,890

 

Shares Abstaining:

 

24,233

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

ADESTO TECHNOLOGIES CORPORATION

 

 

 

 

Date: June 5, 2019

By:

/s/ Ron Shelton

 

 

Name:  Ron Shelton

 

 

Title:  Chief Financial Officer

 

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